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Record Plug-and-play starting point Data Integrity

Record: Analytical Data Review Record (Second-Person Review)

A plug-and-play structured review record for the second-person review of QC laboratory data, with explicit fields for the audit trail scope and sequence reconciliation, field definitions, and a filled specimen that survives an inspector pulling the same data later.

Document type: Record

Read and copy the template below into your own quality system. It is a generic starting point for your own internal use, provided as is, with no warranty; see the Terms and License. Adopting it does not by itself create compliance.

This is a ready-to-use review record, the artifact that proves a second-person review actually happened. A bare initial on a result sheet proves a signature, not a review; this record captures the specific checks so someone who was not there can reconstruct what was examined, by whom, when, and what was found. Replace every <<FILL: ...>> placeholder. Pair it with your review SOP. A filled specimen follows.

Purpose

To evidence that the second-person review of a laboratory result covered accuracy, completeness, and method compliance, explicitly including whether the audit trail was reviewed and whether the sequence reconciled, so the review survives independent retrieval of the same data later.

FieldEntry
Result / sample reviewed<<FILL: test, sample ID, batch>>
Method and system<<FILL: method ID, instrument / system ID>>
Analyst (originator)<<FILL: name>>
Reviewer (second person)<<FILL: name; must differ from analyst>>
Review date<<FILL: date>>

Review fields

FieldFormatRequiredEntry
Chromatogram / raw data reviewedYes / No + noteYes<<FILL>>
Integration method matches validated methodYes / NoYes<<FILL>>
Manual integrationsCount + all flagged, justified, defensible?Yes<<FILL: e.g. 0, or count + justification ref>>
Audit trail reviewedYes / No + period + findingYes<<FILL: e.g. "Yes, run 2026-06-18; no reprocessing or deletions">>
System suitabilityPass/Fail + ran before samples?Yes<<FILL>>
Sequence completenessTotal injections vs accounted; orphan countYes<<FILL: e.g. 20 of 20 accounted, 0 orphans>>
Calculation verifiedYes / No + against whatYes<<FILL: e.g. validated LIMS calc>>
Result vs specificationValue + spec + pass/failYes<<FILL>>
OOS / OOT / abortsNone, or referenceYes<<FILL>>
OutcomeAccepted / Returned / EscalatedYes<<FILL>>
Reviewer signature and dateSignature + dateYes<<FILL>>

Field notes

  • Audit trail reviewed and Sequence completeness are the two fields that most often distinguish a real review from a paper one. Neither may be left blank or reduced to “OK”; both take a scope and a finding.
  • Manual integrations: if any exist, record how many and reference the manual integration justification for each; a manual integration that crossed a specification limit needs an explicit, strong justification.
  • Outcome: “Returned” or “Escalated” is a legitimate and expected outcome; a record that is always “Accepted” invites the question of whether the review has teeth.

Acceptance criteria

  • The reviewer differs from the analyst and signs as a uniquely identified individual.
  • Every field is completed; the audit trail and sequence fields carry a scope and a finding, not a tick.
  • The record was completed before disposition.
  • The record lets an independent person reconstruct what was checked and found from the same source data.

Filled specimen

Illustrative completed record. Names and numbers are examples.

FieldEntry
Result / sample reviewedAssay, sample S-2026-1187, batch B-4402
Method and systemHPLC assay method M-021, CDS instrument HPLC-07
Analyst (originator)A. Patel
Reviewer (second person)R. Gomez (independent)
Review date19 June 2026
Chromatogram / raw data reviewedYes, opened in CDS (not the PDF)
Integration matches validated methodYes
Manual integrations0
Audit trail reviewedYes, run 2026-06-18; no reprocessing, no deletions, no sample-ID change
System suitabilityPass (RSD 0.6 percent, resolution 2.4); ran before samples
Sequence completeness20 of 20 injections accounted for, 0 orphans
Calculation verifiedYes, against validated LIMS calculation
Result vs specification99.4 percent vs 95.0 to 105.0, pass
OOS / OOT / abortsNone
OutcomeAccepted
Reviewer signature and dateR. Gomez, signed 19 June 2026

Because the audit trail field names the run date and the finding, and the sequence field gives the count and zero orphans, this record would still stand if an inspector opened the same run eighteen months later. That is the difference between a control and a signature.

Common findings this record prevents

  • A review evidenced only by an initial, proving a signature but none of the checks.
  • No field stating whether the audit trail was reviewed, so the review could not have caught reprocessing.
  • The sequence never reconciled, so an orphan injection went undetected.
  • A manual integration accepted with no reference to its justification.

How to adapt this record

  1. Add technique-specific fields for the methods your laboratory runs (dissolution vessels, ELISA curve fit, titration blank).
  2. If you use an electronic review workflow, configure it to require these fields before approval, and capture the reviewer identity and timestamp in the system audit trail.
  3. Keep the audit trail and sequence fields mandatory in every version.
  4. Pair it with your second-person review SOP.
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